WL
CFA
WL
CFA

William Leo Little

21 Years of Experience
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
10 advisors
Number of Clients
10,162 clients
Average Client Portfolio
$331K average
Assets Under Management
$3.4B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
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Location

145 King Street, Suite 400, Charleston, SC, 29401-2229

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tandem Investment Advisors INC
September 2006 - Present · 19 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.
July 2004 - July 2006 · 2 yrs
State Registrations1 state
SC
Advisor
Exams
No exam information available for this advisor.