NC
NC

Norman Chu

21 Years of Experience
Sugar Land, TX
1 DisclosureBroker

Norman Chu is a registered investment advisor at Ameriprise Financial Services, LLC, based in Sugar Land, TX, with 21 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2277 Plaza Dr, Ste 650, Sugar Land, TX, 77479-6702

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History

Regulatory History (1)
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Customer Dispute
July 2017
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2004 - Present · 22 yrs
Ameriprise Financial Services, LLC
April 2004 - Present · 22 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2004 - Present · 22 yrs 1 mo
Previous Registrations
Ids Life Insurance CompanyBroker
April 2004 - July 2006 · 2 yrs 3 mos
State Registrations24 states
ARAZCACOCTFLIAILINLAMAMEMINJNMNVNYOHORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Norman Chu - Financial Advisor | TrueAdvisor