Richard Johnson
Richard Johnson is a registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Harrison, OH, with 21 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,942 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Berthel Fisher offers asset management services through various platforms. Fees are based on the amount of assets managed and are negotiable, with a maximum of 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may incur additional charges from third parties, such as mutual fund expenses and IRA fees. Berthel Fisher prohibits purchases of 12b-1 fee-paying share classes in managed accounts. Clients should discuss the costs and benefits of each platform with their advisor to select the most suitable option.
Location
1012 Harrison Ave, Suite 2, Harrison, OH, 45030
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is an operations manager and IAR at RL Johnson Investments LLC, focusing on trading, administration, and analysis, dedicating nearly full-time hours. He also holds insurance licenses but currently does not sell insurance products, and manages R.L. Johnson Financial Center as an umbrella DBA.
Employment History
Current Registrations
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Previous Registrations
Questar Capital CorporationBroker
Farmers Financial Solutions, LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
American Family Securities, LLCBroker
State Registrations1 state
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