CP
CP

Clarissa Pesqueira

17 Years of Experience
El Segundo, CA
Broker

Clarissa Pesqueira is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 17 years of industry experience. Clarissa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2301 Rosecrans Ave #5100, El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Investment Services LLCBroker
March 2022 - Present · 4 yrs 2 mos
Cetera Investment Services LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Advisors LLC
September 2021 - Present · 4 yrs 8 mos
Cetera Financial Specialists LLCBroker
September 2021 - Present · 4 yrs 8 mos
Cetera Financial Specialists LLC
September 2021 - Present · 4 yrs 8 mos
Cetera Advisors LLCBroker
September 2021 - Present · 4 yrs 8 mos
Cetera Wealth Services, LLCBroker
March 2018 - Present · 8 yrs 2 mos
Cetera Wealth Services, LLC
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
First Allied Securities, INC.Broker
March 2022 - September 2022 · 6 mos
Cetera Advisor Networks LLC
March 2018 - June 2023 · 5 yrs 3 mos
National Planning Corporation ("npc of America" in Fl & Ny)
June 2016 - February 2018 · 1 yr 8 mos
National Planning CorporationBroker
June 2016 - February 2018 · 1 yr 8 mos
Waddell & Reed
April 2011 - August 2014 · 3 yrs 4 mos
Waddell & ReedBroker
January 2011 - August 2014 · 3 yrs 7 mos
Chase Investment Services CORP.Broker
May 2009 - December 2010 · 1 yr 7 mos
Wamu Investments, INC.Broker
January 2009 - May 2009 · 4 mos
LPL Financial CorporationBroker
December 2006 - November 2008 · 1 yr 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Clarissa Pesqueira - Financial Advisor | TrueAdvisor