MH
MH

Martin Harban

21 Years of Experience
Bloomfield Hills, MI
Broker

Martin Harban is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bloomfield Hills, MI, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

39577 Woodward Ave, Bloomfield Hills, MI, 48304

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2022 - Present · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Huntington Financial Advisors
August 2020 - October 2022 · 2 yrs 2 mos
The Huntington Investment CompanyBroker
August 2020 - October 2022 · 2 yrs 2 mos
Newport Group Securities, INC.Broker
June 2019 - June 2020 · 1 yr
PNC Capital Advisors LLC
June 2013 - May 2019 · 5 yrs 11 mos
PNC Funds Distributor, LLCBroker
May 2013 - May 2019 · 6 yrs
MML Investors Services, LLCBroker
June 2011 - February 2013 · 1 yr 8 mos
Princor Financial Services Corporation
March 2011 - June 2011 · 3 mos
Princor Financial Services CorporationBroker
March 2011 - June 2011 · 3 mos
Princor Financial Services Corporation
September 2007 - September 2010 · 3 yrs
Princor Financial Services CorporationBroker
February 2004 - September 2010 · 6 yrs 7 mos
State Registrations9 states
CAFLIAILINMIPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.