Joseph Varga is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28 State Street 26th Floor, Boston, MA, 02110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2022 - Present · 4 yrs 3 mos
Morgan StanleyBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Santander Securities
March 2021 - January 2022 · 10 mos
Santander Securities LLCBroker
March 2021 - January 2022 · 10 mos
TD Ameritrade, INC.
March 2018 - January 2021 · 2 yrs 10 mos
TD Ameritrade, INC.Broker
February 2018 - January 2021 · 2 yrs 11 mos
TD Ameritrade Investment Management, LLC
February 2018 - December 2020 · 2 yrs 10 mos
Scottrade Investment Management
September 2016 - February 2018 · 1 yr 5 mos
Scottrade, INC.Broker
January 2015 - February 2018 · 3 yrs 1 mo
TD Ameritrade, INC.
June 2013 - September 2014 · 1 yr 3 mos
Amerivest Investment Management, LLC
June 2013 - September 2014 · 1 yr 3 mos
TD Ameritrade, INC.Broker
May 2013 - September 2014 · 1 yr 4 mos
Rafferty Capital Markets, LLCBroker
July 2006 - September 2012 · 6 yrs 2 mos
Legend Equities CorporationBroker
June 2005 - July 2006 · 1 yr 1 mo
AXA Advisors, LLCBroker
June 2004 - June 2005 · 1 yr
Commerce One Financial INC.Broker
February 2004 - May 2004 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.