Brian Card
Brian Card is a registered investment advisor at Midwestern Securities Trading Co.,llc, based in Peoria, IL, with 22 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 11,847 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $5.0M | 1.05% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.55% |
Fees are negotiable and may be higher or lower, not to exceed 2.0% annually. Beacon Portfolios carry an additional $40 annual maintenance fee.
Fee Estimator
Location
4924 W. American Prairie Dr., Peoria, IL, 61615
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is the Finance Chairman for the Princeville Historical Association, dedicating a few hours per week. He also works as a Financial Advisor for Princeville State Bank and First Security Bank-Mackinaw, spending a significant amount of time on these roles, and is a board member at First Security Bank-Mackinaw.
Employment History
Current Registrations
Midwestern Securities Trading Co.,llc
Midwestern Securities Trading Company, LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Commonwealth Financial Network
Bison Investment Advisors, INC.
Commonwealth Financial NetworkBroker
PFS Investments INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Anne Schutt, CFP, ChFCMidwestern Securities Trading Co.,llc
- Cody Behrens, CFA, ChFCDavid Vaughan Investments, LLC
- Andrew Lister, CFADavid Vaughan Investments, LLC
- John Ritter, CFPEdward Jones
- Roscoe Zeigler, CFPRp Zeigler Investment Services
- Jyl Barnard, ChFCLPL Financial LLC