BC
BC

Brian Howard Card

21 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningCharitable GivingInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
10,329 clients
Average Client Portfolio
$158K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$500
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.30%
$1.0M - $5.0M1.05%
$5.0M - $10.0M0.85%
$10M+0.55%

Fees are negotiable and may be higher or lower than the standard advisory fee but such advisory fees may not exceed 2% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

235 Everett St, East Peoria, IL, 61611

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is the Finance Chairman for the Princeville Historical Association, dedicating a few hours per week. He also works as a Financial Advisor for Princeville State Bank and First Security Bank-Mackinaw, spending a significant amount of time on these roles, and is a board member at First Security Bank-Mackinaw.

Employment History
Current Registrations
Midwestern Securities Trading Co.,llc
March 2010 - Present · 15 yrs 11 mos
Midwestern Securities Trading Company, LLCBroker
March 2010 - Present · 15 yrs 11 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
March 2008 - March 2010 · 2 yrs
Wells Fargo Advisors Financial Network, LLCBroker
March 2008 - March 2010 · 2 yrs
Commonwealth Financial Network
January 2007 - March 2008 · 1 yr 2 mos
Bison Investment Advisors, INC.
May 2006 - May 2008 · 2 yrs
Commonwealth Financial NetworkBroker
June 2005 - March 2008 · 2 yrs 9 mos
PFS Investments INC.Broker
August 2004 - June 2005 · 10 mos
State Registrations16 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.