Joseph Toomey is a registered investment advisor at LPL Financial LLC, based in Huntington, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Huntington, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph owns Sportfish Republic Inc and Knead Catering, LLC, dedicating minimal time to each. He also operates Prosperity Private Wealth Management as a DBA for his LPL business, which is nearly full-time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Morgan Stanley Smith BarneyBroker
Rockwell Global Capital LLCBroker
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
Rockwell Global Capital LLCBroker
Advanced Planning Securities, INC.Broker
American Capital Partners, LLCBroker
Basic Investors INC.Broker
Advanced Planning Securities, INC.Broker
Gunnallen Financial, INCBroker
Nations Financial Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.