James Horan
James Horan is a registered investment advisor at Wells Fargo Advisors, based in Bloomington, MN, with 22 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
8500 Normandale Lake Blvd, Ste 1710, Bloomington, MN, 55437
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2007Other Business Activities
James has mineral rights and oil royalties related to Whiting Petroleum, Sinclair Oil Company, and Continental Resources. These activities are investment-related and require minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
A. G. Edwards & Sons, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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