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Jorge Romero
21 Years of Experience
Stanton, CA
1 DisclosureBroker
Jorge Romero is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Stanton, CA, with 21 years of industry experience. Jorge is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
- Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
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Location
12000 Beach Blvd, Stanton, CA, 90680
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2012Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
March 2015 - February 2026 · 10 yrs 11 mos
U.S. Bancorp Investments, INC.
March 2015 - February 2026 · 10 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2015 · 2 yrs 5 mos
J.P. Morgan Securities LLC
October 2012 - March 2015 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.Broker
April 2007 - May 2009 · 2 yrs 1 mo
Wamu Investments, INC.
April 2007 - May 2009 · 2 yrs 1 mo
Prudential Financial Planning Services
September 2004 - January 2006 · 1 yr 4 mos
Pruco Securities, LLC.Broker
March 2004 - January 2006 · 1 yr 10 mos
State Registrations14 states
CACOFLHIMNMONVOKORPATNTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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