JR
JR
Jorge Romero
20 Years of Experience
Fountain Valley, CA
1 DisclosureBroker
Jorge Romero is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Fountain Valley, CA, with 20 years of industry experience. Jorge operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
17150 Magnolia St, Fountain Valley, CA, 92708
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2012Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
March 2015 - February 2026 · 10 yrs 11 mos
U.S. Bancorp Investments, INC.
March 2015 - February 2026 · 10 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2015 · 2 yrs 5 mos
J.P. Morgan Securities LLC
October 2012 - March 2015 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.Broker
April 2007 - May 2009 · 2 yrs 1 mo
Wamu Investments, INC.
April 2007 - May 2009 · 2 yrs 1 mo
Prudential Financial Planning Services
September 2004 - January 2006 · 1 yr 4 mos
Pruco Securities, LLC.Broker
March 2004 - January 2006 · 1 yr 10 mos
State Registrations13 states
CACOFLHIMNMONVORPATNTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.