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Florentino Chapa is a registered investment advisor, based in McAllen, TX, with 21 years of industry experience.
Location
200 South 10th ST., STE 501, McAllen, TX, 78501
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2017Denied
Other Business ActivitiesSells Insurance
Florentino is a member of Casas M & T LLC, involved in real estate rentals, and EXCELSIS HOLDINGS, L.L.C., focused on real estate investments. He also refers prospects for life insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
Sanctuary Advisors, LLC
June 2021 - Present · 5 yrs 1 mo
Sanctuary Securities, INC.Broker
June 2021 - Present · 5 yrs 1 mo
Sanctuary Securities, INC.
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - June 2021 · 10 yrs 5 mos
Wells Fargo Clearing Services, LLC
January 2011 - June 2021 · 10 yrs 5 mos
Wells Fargo Investments, LLC
December 2010 - January 2011 · 1 mo
Wells Fargo Investments, LLCBroker
December 2010 - January 2011 · 1 mo
Chase Investment Services CORP.
January 2006 - November 2010 · 4 yrs 10 mos
Chase Investment Services CORP.Broker
March 2004 - November 2010 · 6 yrs 8 mos
State Registrations5 states
ARCAILNJTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.