KH
KH

Kent Hennings

21 Years of Experience
Cedar Rapids, IA
BrokerSells Insurance

Kent Hennings is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Cedar Rapids, IA, with 21 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

3720 Queen Ct Sw, Ste 6, Cedar Rapids, IA, 52404

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kent is the president of Hennings Investment, LLC, managing rental property and spends minimal time on it. He is also an independent insurance agent, an advisory representative of a RIA, and an owner of Apex Financial Group, LLC and Mount Vernon Investment Center, dedicating full-time hours to Apex Financial Group, LLC and about 10% of his time to Mount Vernon Investment Center.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2010 - Present · 15 yrs 7 mos
Cambridge Investment Research, INC.Broker
January 2007 - Present · 19 yrs 4 mos
Previous Registrations
Stonefield Investment Advisory, INC.
June 2008 - November 2010 · 2 yrs 5 mos
Cambridge Investment Research Advisors, INC.
January 2007 - December 2008 · 1 yr 11 mos
Raymond James Financial Services
August 2005 - December 2006 · 1 yr 4 mos
Raymond James Financial Services, INC.Broker
August 2005 - December 2006 · 1 yr 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2004 - June 2005 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2004 - June 2005 · 1 yr 1 mo
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.