RM
RM

Richard Mccrocklin

21 Years of Experience
Lafayette, LA
Broker

Richard Mccrocklin is a registered investment advisor at Wells Fargo Advisors, based in Lafayette, LA, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1921 Kaliste Saloom Rd, Suite 202, Lafayette, LA, 70508

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
September 2022 - Present · 3 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2009 - September 2022 · 13 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - September 2022 · 14 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
April 2006 - January 2008 · 1 yr 9 mos
Ameritas Investment CORP
January 2005 - January 2006 · 1 yr
Ameritas Investment CORP.Broker
October 2004 - January 2006 · 1 yr 3 mos
American Express Financial Advisors, INC.
April 2004 - June 2004 · 2 mos
American Express Financial Advisors INC.Broker
March 2004 - June 2004 · 3 mos
Ids Life Insurance CompanyBroker
March 2004 - June 2004 · 3 mos
State Registrations16 states
ARAZCACOCTFLINKYLANCOKRISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Mccrocklin - Financial Advisor | TrueAdvisor