David Wilson is a registered investment advisor at LPL Financial LLC, based in Newland, NC, with 19 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
200 Linville St, Newland, NC, 28657
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2020Customer Dispute
February 2020Employment Separation After Allegations
November 2019Customer Dispute
August 2015Other Business Activities
David is a general partner in Southern Spoon, LLC, manufacturing and distributing a specialty food item, dedicating minimal time to it. He also co-owns Wilson Real Estate, LLC with his wife, spending a few hours per week on residential home renovations and sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hancock Whitney Investment Services INC.
Hancock Whitney Investment Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Hancock Investment Services, INC.Broker
Morgan Keegan & Company, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.