KW
KW

Kevin Wooten

21 Years of Experience
Puyallup, WA
Broker

Kevin Wooten is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Puyallup, WA, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

120 15th Street SE, Suite 102, Puyallup, WA, 98372

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is the CEO of Wooten Financial LLC, a support company. He dedicates minimal time to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2010 - Present · 15 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
Edward Jones
September 2005 - September 2010 · 5 yrs
Edward JonesBroker
September 2004 - September 2010 · 6 yrs
Stock Management LLC
February 2004 - August 2004 · 6 mos
State Registrations22 states
ALAZCACOFLGAIDINKYMINCNVOHOKORPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.