Rebecca Gonzalez
Rebecca Gonzalez is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Spencer, WI, with 22 years of industry experience. Rebecca operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
702 E Willow Drive, Spencer, WI, 54479
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rebecca is involved in several business activities, including serving on a NAIFA subcommittee, working as a Certified Financial Planner, and assisting with tax management services. She also sells fixed insurance products, including life, disability, long-term care, and fixed annuities, and dedicates about 10-20% of her time to marketing and distribution for Clarity By Design, LLC.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Sii Investments, INC.Broker
Sii Investments, INC.
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
Ameritas Investment CORP.Broker
Woodbury Financial Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.