Kip Hoag
Kip Hoag is a registered investment advisor at LPL Enterprise, LLC, based in Liverpool, NY, with 21 years of industry experience. Kip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
7854 Oswego Road, Suite 202, Liverpool, NY, 13090
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Regulatory History (1)
Customer Dispute
April 2009Other Business ActivitiesSells Insurance
Kip is a property and casualty agent with Acropolis Insurance Agency, spending about a quarter of their time there. Kip also works with AllDay Benefits, a voluntary benefit company, dedicating a few hours per week, and practices as a financial advisor under Integrated Financial Group full-time.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Allstate Financial Services, LLCBroker
Pruco Securities, LLC.Broker
MML Investors Services, LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.