Matt Sherman is a CFP-designated registered investment advisor, based in Scottsdale, AZ, with 21 years of industry experience.
Location
14321 N Northsight Blvd, Scottsdale, AZ, 85260
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matt is a limited agent for two family members in Phoenix, Arizona, since 2018 and 2024 respectively. He dedicates minimal time to each activity and these activities are investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
May 2017 - Present · 9 yrs
Vanguard Marketing CorporationBroker
May 2017 - Present · 9 yrs
Vanguard Advisers, INC.
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Learnvest Planning Services, LLC
January 2015 - April 2017 · 2 yrs 3 mos
LPL Financial LLC
April 2006 - September 2014 · 8 yrs 5 mos
LPL Financial LLCBroker
September 2004 - September 2014 · 10 yrs
PFS Investments INC.Broker
May 2004 - September 2004 · 4 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.