John Nelson
John Nelson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Des Moines, IA, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
201 Court Ave Ste 200, Des Moines, IA, 50309
Get directionsHistory
Regulatory History (4)
Regulatory
November 2023Financial
October 2023Judgment / Lien
September 2023Customer Dispute
January 2016Other Business Activities
John is the owner of Peak Capital, LLC, managing the Ameriprise business, and spends about 60 hours per month on this. He also owns TM Ingersoll, LLC, a fractional ownership of a restaurant, but has no active role and spends no time on it.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Dewaay Capital Management
Dewaay Financial Network, LLCBroker
Vsr Financial Services, INC.Broker
Ing Financial Advisers, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.