Viktoria Palermo is a registered investment advisor at Dunham, based in San Diego, CA, with 20 years of industry experience. Viktoria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Investment Management, Retirement Planning. Their firm serves 12,032 clients with $4.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dunham offers investment management through separately managed accounts (SMAs). The fees for SMAs range from 0.25% to 1.00% of the assets managed. These fees are negotiable and may vary based on client circumstances, investment strategies, and account size. Dunham may pay a portion of this fee to Dunham Trust Company for custody and portfolio accounting services.
Location
6256 Greenwich Drive, Suite 550, San Diego, CA, 92122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Viktoria is the Chief Compliance Officer for Dunham Funds since September 2021, dedicating about half of her time to administering compliance policies. She also serves as the BSA/AML Compliance Officer for Dunham Trust Company, spending minimal time on this role.
Employment History
Current Registrations
Dunham
DunhamBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Lucia Securities, LLCBroker
Lucia Capital Group
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
LPL Financial Corporation
LPL Financial CorporationBroker
Global Resource Investments, LTD.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.