SA
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Seth Anderson

19 Years of Experience
Lynden, WA
BrokerSells Insurance

Seth Anderson is a registered investment advisor at LPL Financial LLC, based in Lynden, WA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

418 Grover Street, Lynden, WA, 98264

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Seth operates Peoples Investment as a DBA for his LPL business. He is also involved with The Marketing Alliance, selling non-variable insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2018 - Present · 8 yrs
LPL Financial LLC
May 2018 - Present · 8 yrs
LPL Financial LLC
May 2018 - Present · 8 yrs
Previous Registrations
TD Ameritrade, INC.
February 2018 - May 2018 · 3 mos
TD Ameritrade, INC.Broker
February 2018 - May 2018 · 3 mos
TD Ameritrade Investment Management, LLC
February 2018 - May 2018 · 3 mos
Scottrade Investment Management
July 2017 - February 2018 · 7 mos
Scottrade, INC.Broker
September 2006 - February 2018 · 11 yrs 5 mos
State Registrations14 states
AKAZCACOFLIAMINMNVORPATXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.