Paul Deloria
Paul Deloria is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rochester, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2256 Hudson Ave, Rochester, NY, 14617
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul operates ESL Investment Services LLC as a DBA for his LPL business and also sells life and disability insurance through ESL Investment Services, dedicating about 10-20% of his time to insurance. Additionally, Paul is a business owner of Mama Llama Productions and Vice President of Jody B Inc, a family dance studio business.
Employment History
Current Registrations
LPL Financial LLC
Esl Investment Services, LLCBroker
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.