Preston Mahan is a registered investment advisor, based in Raleigh, NC, with 17 years of industry experience.
Location
3535 Glenwood Ave, Raleigh, NC, 27612
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
July 2020 - Present · 6 yrs
Raymond James Financial Services Advisors, INC
July 2020 - Present · 6 yrs
Previous Registrations
Capital Investment Group, INC.Broker
December 2015 - October 2018 · 2 yrs 10 mos
Capital Investment Advisory Services, LLC
November 2015 - October 2018 · 2 yrs 11 mos
Wells Fargo Advisors, LLC
November 2012 - December 2013 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
July 2007 - December 2013 · 6 yrs 5 mos
RBC Centura Securities, INC.Broker
April 2004 - June 2006 · 2 yrs 2 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.