Charles Dinise is a registered investment advisor at Advisory Alpha, LLC, based in Ontario, CA, with 21 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 13,831 clients with $4.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.70% |
Asset-based fees range from 0.10% to 1.70% depending on the services provided and are negotiable. Clients electing Direct Series model portfolios are assessed an additional 0.10% technology trading fee.
Fee Estimator
Location
3350 Shelby St., Suite 200, Ontario, CA, 91764
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles owns Dinise Financial & Insurance Solutions, where he solicits and sells fixed insurance products. He also provides tax preparation services, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Advisory Alpha, LLC
Previous Registrations
Foresters Equity Services, INC.
Foresters Equity Services, INC.Broker
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Nylife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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