BH
BH

Brandon Hastings

21 Years of Experience
Buford, GA
1 DisclosureBrokerSells Insurance

Brandon Hastings is a registered investment advisor at LPL Financial LLC, based in Buford, GA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2463 Buford Dam Rd Ste B, Buford, GA, 30518

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Closed-No Action
Other Business ActivitiesSells Insurance

Brandon is involved in several business activities, including BK Holdings LLC for tax/investment purposes, receiving trails from previously written non-variable insurance policies, and ownership in multiple boat and RV storage businesses. He also holds a general contractor's license for personal use.

Employment History
Current Registrations
LPL Financial LLC
April 2009 - Present · 17 yrs 3 mos
LPL Financial LLCBroker
April 2009 - Present · 17 yrs 3 mos
Previous Registrations
Ameriprise Advisor Services, INC.
June 2006 - April 2009 · 2 yrs 10 mos
Ameriprise Advisor Services, INC.Broker
June 2006 - April 2009 · 2 yrs 10 mos
A. G. Edwards & Sons, INC.
December 2005 - May 2006 · 5 mos
A. G. Edwards & Sons, INC.Broker
August 2004 - May 2006 · 1 yr 9 mos
American General Securities IncorporatedBroker
May 2004 - August 2004 · 3 mos
State Registrations5 states
COFLGANCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.