SJ
SJ

Scott Johnson

20 Years of Experience
Baton Rouge, LA
4 DisclosuresBrokerSells Insurance

Scott Johnson is a registered investment advisor at State Farm Investment Management CORP., based in Baton Rouge, LA, with 20 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
7097 advisors
Number of Clients
3,575 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Minimum Annual Fee:$180
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4981 Bluebonnet Blvd, Baton Rouge, LA, 70809

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2025
Final
Employment Separation After Allegations
September 2019
Regulatory
April 2011
Final
Customer Dispute
December 2009
Settled
Other Business ActivitiesSells Insurance

Scott owns Scott D Johnson's Insurance Agency, where he services customers and supervises employees, dedicating about half of his time. He also works as an assistant 8th grade boys basketball coach at Parkview Baptist Middle School.

Employment History
Current Registrations
State Farm Investment Management CORP.
July 2021 - Present · 5 yrs 3 mos
State Farm Vp Management CORP.
May 2021 - Present · 5 yrs 5 mos
State Farm Vp Management CORP.Broker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
State Farm Vp Management CORP.Broker
December 2008 - October 2019 · 10 yrs 10 mos
Nwt Financial Group, LLCBroker
June 2007 - October 2008 · 1 yr 4 mos
Electronic Access Direct, INC.Broker
October 2004 - May 2007 · 2 yrs 7 mos
Sunstate Equity TradingBroker
July 2004 - October 2004 · 3 mos
State Registrations1 state
LA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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