KC
KC

Kenneth Cormick

17 Years of Experience
Poughkeepsie, NY
Broker

Kenneth Cormick is a registered investment advisor at Cetera Investment Advisers LLC, based in Poughkeepsie, NY, with 17 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2680 South Road, Poughkeepsie, NY, 12601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kenneth is the trustee of the Cathleen A. McCormick Irrevocable Trust, acting as trustee for his mother.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 1 mo
Cetera Investment Services LLCBroker
October 2020 - Present · 5 yrs 7 mos
Cetera Investment Services LLC
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
July 2010 - October 2020 · 10 yrs 3 mos
Mutual of Omaha Investor Services, INC.Broker
June 2004 - July 2006 · 2 yrs 1 mo
State Registrations5 states
FLNYPARISC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.