Mark Fleck is a CFA-designated registered investment advisor at Patten and Patten, INC., based in Chattanooga, TN, with 11 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 879 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.75% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.38% |
Portfolio managers may negotiate alternate fee schedules with clients. Some accounts may be charged a flat quarterly or annual fee if mutually agreed upon.
Fee Estimator
Location
555 Walnut Street, Suite 280, Chattanooga, TN, 37402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is an Adjunct Professor of Finance at The University of Tennessee, Chattanooga. This activity is not investment-related.
Employment History
Current Registrations
Patten and Patten, INC.
Previous Registrations
Highland Capital Management CORP
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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