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Dennis Herrera
21 Years of Experience
Westbury, NY
1 DisclosureBroker
Dennis Herrera is a registered investment advisor at Cetera Investment Advisers LLC, based in Westbury, NY, with 21 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1400 Old Country Rd, Suite 408, Westbury, NY, 11590
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2024Settled
Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
September 2017 - June 2019 · 1 yr 9 mos
Foresters Financial Services, INC.Broker
April 2004 - June 2019 · 15 yrs 2 mos
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.