Dennis Herrera is a registered investment advisor, based in Westbury, NY, with 22 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1400 Old Country Rd, Suite 408, Westbury, NY, 11590
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Regulatory History (1)
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Customer Dispute
May 2024Settled
Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Advisory Services, LLC
September 2017 - June 2019 · 1 yr 9 mos
Foresters Financial Services, INC.Broker
April 2004 - June 2019 · 15 yrs 2 mos
State Registrations18 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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