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Steven Viorel

21 Years of Experience
Hannibal, MO
Broker

Steven Viorel is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hannibal, MO, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

3935 Mcmasters Avenue, Suite 5, Hannibal, MO, 63401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is the sole member and owner of S&S Financial Holdings LLC, a rental real estate business, and a partner in Tri V, investments LLC. He also owns S&V Financial Investments as a support company and another LLC as a DBA, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2017 - Present · 8 yrs 10 mos
Raymond James Financial Services, INC.Broker
November 2017 - Present · 8 yrs 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
June 2016 - December 2017 · 1 yr 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2016 - December 2017 · 1 yr 6 mos
Century Securities Associates INC
June 2011 - July 2016 · 5 yrs 1 mo
Century Securities Associates, INC.Broker
January 2010 - July 2016 · 6 yrs 6 mos
Raymond James Financial Services, INC.Broker
August 2008 - January 2010 · 1 yr 5 mos
Century Securities Associates, INC.Broker
September 2004 - August 2008 · 3 yrs 11 mos
Raymond James Financial Services, INC.Broker
May 2004 - September 2004 · 4 mos
State Registrations20 states
ALARAZCACOFLGAIAILKSMONENJNMOHOKPASCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.