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Michael Clark

M Holdings Securities, INC.
49 Years of Experience
Northfield, IL
BrokerSells Insurance
View SEC Summary
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Michael Clark is a CFP-designated registered investment advisor at M Holdings Securities, INC., based in Northfield, IL, with 49 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.

M Holdings Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
4,513 clients
Average Client Portfolio
$710K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.30%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.20%
$5.0M - $10.0M1.10%
$10M+1.05%

Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 Northfield Plaza, Suite 430, Northfield, IL, 60093

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a member of the finance council for Our Lady of Peace Parish and the Diocesan Finance Council, dedicating minimal time to each. He is also the President of M.W. Clark & Company and a Marketer for Jamieson Financial Services, LLC, spending about two-thirds of his time on these roles combined, selling and servicing non-variable and non-registered insurance products.

Employment History
Current Registrations
M Holdings Securities, INC.
April 2001 - Present · 25 yrs 6 mos
M Holdings Securities, INC.Broker
March 2001 - Present · 25 yrs 7 mos
Previous Registrations
Mutual Service CorporationBroker
October 1994 - April 2001 · 6 yrs 6 mos
Pruco Securities CorporationBroker
February 1982 - December 1989 · 7 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
November 1972 - December 1989 · 17 yrs 1 mo
State Registrations17 states
AZCACODCFLGAHIIAILINMDMIMONCOHPAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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