David Mckenzie
David Mckenzie is a registered investment advisor at Independent Advisor Alliance, LLC, based in Newport Beach, CA, with 21 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
3920 Birch St Ste 103, Newport Beach, CA, 92660-2250
Get directionsHistory
Regulatory History (1)
Criminal
February 1989Other Business Activities
David is the president of CNB Consulting, an employee benefits consulting practice, spending about 10-20% of his time on it. He also engages in real estate rental activities and provides investment advisory services through Independent Advisor Alliance, LLC, dedicating nearly full-time hours to the latter.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Provence Wealth Management Group
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.