Roberto Lopez is a registered investment advisor, based in Miami, FL, with 21 years of industry experience.
Location
1450 Brickell Avenue, Suite 2610, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Roberto is a board member for the Boys and Girls Club RGV, owner of rental property, member of El Manjar Bakery LLC and Rojo Investments LLC, and member of Excelsis Holdings, L.L.C. These activities involve providing educational development, property management, and oversight of business operations, taking minimal time for each.
Employment History
Current Registrations
Sanctuary Advisors, LLC
Sanctuary Securities, INC.Broker
Sanctuary Securities, INC.
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Chase Investment Services CORP.Broker
State Registrations4 states
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