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Eric Byron Smalley

Efg Asset Management (americas) CORP.
21 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementHigh Net Worth
Efg Asset Management (americas) CORP.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
43 advisors
Number of Clients
438 clients
Average Client Portfolio
$4.4M average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only

Location

701 Brickell Avenue, Suite 1310, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is a Registered Investment Advisor Representative with EFG Asset Management (Americas), providing investment advice and services to clients. He is compensated through salaried employment with EFG Capital International Corp.

Employment History
Current Registrations
Efg Asset Management (americas) CORP.
December 2019 - Present · 6 yrs 2 mos
Efg Capital InternationalBroker
October 2007 - Present · 18 yrs 4 mos
Previous Registrations
Efg Capital International CORP.
April 2021 - July 2021 · 3 mos
Efg Capital Advisors INC.
July 2016 - February 2019 · 2 yrs 7 mos
Efg Capital Advisors LLC
November 2010 - November 2014 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2004 - June 2007 · 3 yrs
State Registrations7 states
CAFLILMANYTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.