Joven Arella is a registered investment advisor at Morgan Stanley, based in Claremont, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
456 West Foothill Blvd, Claremont, CA, 91711
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2020 - Present · 5 yrs 10 mos
Morgan StanleyBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2013 - July 2020 · 7 yrs
Wells Fargo Clearing Services, LLCBroker
June 2013 - July 2020 · 7 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - July 2013 · 9 mos
J.P. Morgan Securities LLC
October 2012 - July 2013 · 9 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
November 2007 - May 2009 · 1 yr 6 mos
Wamu Investments, INC.Broker
November 2007 - May 2009 · 1 yr 6 mos
Goldstein Munger + Associates
January 2007 - November 2007 · 10 mos
Banc of America Investment Services, INC.Broker
August 2005 - September 2006 · 1 yr 1 mo
Banc of America Investment Services, INC.
August 2005 - September 2006 · 1 yr 1 mo
Citigroup Global Markets INC.
March 2005 - August 2005 · 5 mos
Citigroup Global Markets INC.Broker
March 2005 - August 2005 · 5 mos
Banc of America Investment Services, INC.
September 2004 - February 2005 · 5 mos
Banc of America Investment Services, INC.Broker
July 2004 - February 2005 · 7 mos
State Registrations10 states
AKAZCAFLMAMINVNYTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.