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Nicholas Abelow

19 Years of Experience
South Lake Tahoe, CA
1 DisclosureBrokerSells Insurance

Nicholas Abelow is a registered investment advisor at LPL Financial LLC, based in South Lake Tahoe, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3079 Harrison Ave., Suite 26, South Lake Tahoe, CA, 96150

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2001
Final Disposition
Other Business ActivitiesSells Insurance

Nicholas is affiliated with multiple DBAs for his LPL business, dedicating full-time hours to these investment-related activities. He also works as a driver/chauffeur for Lake Tahoe Sports Medicine for minimal time and is an LPL Financial Advisor selling non-variable insurance.

Employment History
Current Registrations
LPL Financial LLC
January 2015 - Present · 11 yrs 4 mos
LPL Financial LLCBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
May 2012 - December 2014 · 2 yrs 7 mos
Ameriprise Financial Services, INC.
May 2012 - December 2014 · 2 yrs 7 mos
Lincoln Financial Advisors Corporation
June 2010 - November 2010 · 5 mos
Lincoln Financial Advisors CorporationBroker
June 2010 - November 2010 · 5 mos
Ameriprise Financial Services, INC.Broker
April 2009 - November 2009 · 7 mos
Ameriprise Financial Services, INC.
April 2009 - November 2009 · 7 mos
Ameriprise Financial Services, INC.Broker
April 2006 - March 2009 · 2 yrs 11 mos
Ameriprise Financial Services, INC.
February 2006 - March 2009 · 3 yrs 1 mo
Ameriprise Financial Services, INC.
August 2004 - January 2006 · 1 yr 5 mos
Ameriprise Financial Services, INC.Broker
May 2004 - January 2006 · 1 yr 8 mos
Ids Life Insurance CompanyBroker
May 2004 - January 2006 · 1 yr 8 mos
State Registrations27 states
AZCACODEFLHIIDINMDMEMIMNMOMTNMNVOHOKORSCTNTXUTVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.