DC
DC

David Cromwell

21 Years of Experience
Venice, FL
Broker

David Cromwell is a registered investment advisor at Morgan Stanley, based in Venice, FL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

333 South Tamiami Trail, Suite 199, Venice, FL, 34285

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

David is the President & Secretary of Hillhouse Advisors, Inc., which invests in start-up companies run by Yale University students. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - December 2008 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - December 2008 · 1 yr 2 mos
Sii Investments, INC.
June 2007 - July 2007 · 1 mo
Sii Investments, INC.Broker
June 2007 - July 2007 · 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
April 2006 - June 2007 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2004 - June 2007 · 2 yrs 9 mos
State Registrations38 states
ALAZCACOCTDCDEFLGAHIIDILKSLAMAMDMEMIMNMONCNHNJNMNVNYOHORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.