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Michael Rogers

21 Years of Experience
Avon Lake, OH
1 DisclosureBroker

Michael Rogers is a registered investment advisor at LPL Financial LLC, based in Avon Lake, OH, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

32745 Walker Rd Ste C, Avon Lake, OH, 44012

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History

Regulatory History (1)
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Criminal
November 1985
Final Disposition
Other Business Activities

Michael is involved in several real estate rental businesses, including MJ Rogers Real Estate, LLC, 173 NORMAN LLC, SPAL, LBAL, Cond-Mor LLC, and LRAL. He also operates MJRogers & Co. as a DBA for his LPL business and owns Rockon, LLC.

Employment History
Current Registrations
LPL Financial LLC
February 2019 - Present · 7 yrs 3 mos
LPL Financial LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Stratos Wealth Partners, LTD
September 2016 - August 2022 · 5 yrs 11 mos
Fifth Third Securities, INC.
March 2009 - September 2016 · 7 yrs 6 mos
Fifth Third Securities, INC.Broker
March 2009 - September 2016 · 7 yrs 6 mos
Chase Investment Services CORP.
May 2008 - March 2009 · 10 mos
Chase Investment Services CORP.Broker
May 2008 - March 2009 · 10 mos
Invest Financial Corporation
January 2007 - March 2008 · 1 yr 2 mos
Invest Financial CorporationBroker
January 2007 - March 2008 · 1 yr 2 mos
Key Investment Services LLC
January 2006 - January 2007 · 1 yr
Key Investment Services LLCBroker
January 2006 - January 2007 · 1 yr
Mcdonald Investments INC.
December 2005 - December 2005 · 0 mos
Mcdonald Investments INC.Broker
December 2005 - December 2005 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - December 2005 · 1 yr 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2004 - December 2005 · 1 yr 6 mos
State Registrations5 states
ALFLINOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.