TD
CFP
TD
CFP

Thomas Dura

20 Years of Experience
Springfield, IL
Broker

Thomas Dura is a CFP-designated registered investment advisor at Edward Jones, based in Springfield, IL, with 20 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3161 West White Oaks Drive, Suite 100, Springfield, IL, 62704

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas serves as the HHD Commander for the Illinois Army National Guard since 1999. This involves a weekend per month, two weeks in the summer, and miscellaneous requirements throughout the year.

Employment History
Current Registrations
Edward Jones
June 2008 - Present · 18 yrs 4 mos
Edward JonesBroker
June 2006 - Present · 20 yrs 4 mos
State Registrations23 states
ARAZCACOCTFLILINKSMIMONCNYOHORSCSDTNTXVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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