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Andrew Evans

Rossby Financial, LLC
21 Years of Experience
Melbourne, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Andrew Evans is a registered investment advisor at Rossby Financial, LLC, based in Melbourne, FL, with 21 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 3,910 clients with $850M in assets under management.

Rossby Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
3,910 clients
Average Client Portfolio
$219K average
Assets Under Management
$854.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum management fee will not exceed 2.50% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Melbourne, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
Customer Dispute
May 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Andrew is the CEO, President, and CCO of Rossby Financial LLC, owner and agent at Rossby Insurance, and owner of Rossby Wealth. He also works as a tax preparer, independent insurance agent, owner of ROffice, Chief Experience Officer at Practice Intelligence, LLC, and board member at Archive Intel, dedicating varying amounts of time to each.

Employment History
Current Registrations
Rossby Financial, LLC
March 2023 - Present · 3 yrs 7 mos
Private Client Services, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
August 2012 - March 2023 · 10 yrs 7 mos
Cambridge Investment Research, INC.Broker
August 2012 - March 2023 · 10 yrs 7 mos
Waddell & Reed, INC.
January 2011 - August 2012 · 1 yr 7 mos
Waddell & Reed, INC.Broker
January 2011 - August 2012 · 1 yr 7 mos
Cambridge Investment Research Advisors, INC.
May 2009 - December 2010 · 1 yr 7 mos
Cambridge Investment Research, INC.Broker
May 2009 - December 2010 · 1 yr 7 mos
Charles Schwab & CO., INC.
April 2007 - March 2009 · 1 yr 11 mos
Charles Schwab & CO., INC.Broker
April 2007 - March 2009 · 1 yr 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2006 - April 2007 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2006 - April 2007 · 1 yr
Raymond James & Associates, INC.
April 2005 - January 2006 · 9 mos
Raymond James & Associates, INC.Broker
May 2004 - January 2006 · 1 yr 8 mos
State Registrations11 states
FLMAMDMINCOHORPATXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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