JC
JC

John Cox

21 Years of Experience
Atlanta, GA
Broker

John Cox is a registered investment advisor at Ameriprise Financial Services, LLC, based in Atlanta, GA, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

7840 Roswell Rd, Ste 405, Atlanta, GA, 30350

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John engages in freelance writing, submitting stories and poetry for publication since 2022. He also prepares and submits artwork for contests and publication since 2024, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2024 - Present · 2 yrs 2 mos
Ameriprise Financial Services, LLC
March 2024 - Present · 2 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, LLC
June 2004 - December 2023 · 19 yrs 6 mos
Ameriprise Financial Services, LLCBroker
June 2004 - December 2023 · 19 yrs 6 mos
Ids Life Insurance CompanyBroker
June 2004 - July 2006 · 2 yrs 1 mo
State Registrations2 states
GAMD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.