Dominic Shea is a registered investment advisor at Wells Fargo Advisors, based in Norwich, NY, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
6403 County Road 32, Norwich, NY, 13815
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dominic is a contingent trustee for his niece's trust and owns Dominic Shea Inc. He also has an ownership stake in Norwich Wealth Management LLC and is a co-trustee for Norwich Wealth Management LLC 401k, dedicating minimal time to each of these activities.
Employment History
Current Registrations
&partnersBroker
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Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations25 states
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