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Carl Leiva

13 Years of Experience
El Segundo, CA
Broker

Carl Leiva is a registered investment advisor at Wells Fargo Advisors, based in El Segundo, CA, with 13 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2041 Rosecrans Ave Suite 355, [Satellite], El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
March 2025 - Present · 1 yr 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Wells Fargo Advisors
March 2014 - March 2025 · 11 yrs
Wells Fargo Clearing Services, LLCBroker
January 2014 - March 2025 · 11 yrs 2 mos
Wells Fargo Investments, LLC
October 2004 - August 2005 · 10 mos
Wells Fargo Investments, LLCBroker
July 2004 - August 2005 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.