TrueAdvisor
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AB
CFP
AB
CFP

Allen Bass

Carolina Wealth Strategies, LLC
9 Years of Experience
Cary, NC
1 Disclosure
View SEC Summary
View SEC Summary

Allen Bass is a CFP-designated registered investment advisor at Carolina Wealth Strategies, LLC, based in Cary, NC, with 9 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 135 clients with $39M in assets under management.

Carolina Wealth Strategies, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
135 clients
Average Client Portfolio
$288K average
Assets Under Management
$38.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.25%
$250K - $500K1.10%
$500K - $1.0M1.00%
$1M+0.50%

Published fees may be discounted at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2500 Regency Parkway, Cary, NC, 27518

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Carolina Wealth Strategies, LLC
May 2026 - Present · 5 mos
Previous Registrations
Next Financial Group, INC.
April 2011 - July 2014 · 3 yrs 3 mos
Princor Financial Services Corporation
November 2007 - April 2011 · 3 yrs 5 mos
Ameriprise Financial Services, INC.
April 2005 - October 2007 · 2 yrs 6 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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