ME
ME

Mustafa Ehimeakhe

15 Years of Experience
Houston, TX
Broker

Mustafa Ehimeakhe is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Houston, TX, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

800 Capitol St, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2020 - Present · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2020 - Present · 5 yrs 11 mos
Previous Registrations
Morgan Stanley
April 2018 - November 2019 · 1 yr 7 mos
Morgan StanleyBroker
April 2018 - November 2019 · 1 yr 7 mos
Park Avenue Securities LLC
January 2016 - April 2018 · 2 yrs 3 mos
Park Avenue Securities LLCBroker
April 2015 - April 2018 · 3 yrs
TD Ameritrade, INC.
September 2006 - September 2008 · 2 yrs
TD Ameritrade, INC.Broker
April 2006 - September 2008 · 2 yrs 5 mos
Amerivest Investment Management, LLC
March 2006 - April 2010 · 4 yrs 1 mo
Ameritrade, INC.Broker
March 2006 - April 2006 · 1 mo
American Express Financial Advisors, INC.
August 2004 - April 2005 · 8 mos
American Express Financial Advisors INC.Broker
June 2004 - April 2005 · 10 mos
Ids Life Insurance CompanyBroker
June 2004 - April 2005 · 10 mos
State Registrations8 states
AKCAFLHIMSPATXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.