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Steven David Stock

21 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
670 clients
Average Client Portfolio
$596K average
Assets Under Management
$399.2M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.75%
$250K - $500K1.55%
$500K - $750K1.45%
$750K - $1.0M1.35%
$1.0M - $2.0M1.25%
$2.0M - $3.0M1.05%
$3.0M - $4.0M0.95%
$4.0M - $5.0M0.85%
$5M+0.75%

The management fee is “linear” meaning the applicable rate will be applied to the household custodian reported value for each level back to the first dollar. The advisory fee is negotiable, depending on individual client circumstances. At our discretion, we may combine the account values of family members living in the same household to determine the applicable advisory fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1201 N. Logan St., Suite 100, Texas City, TX, 77590

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History

Regulatory History (1)
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Criminal
September 1983
Final Disposition
Other Business ActivitiesSells Insurance

Steven is a partner in Four Fins LLC (real estate) since 2008 and involved with Coward Creek Crossing Homeowners Association (real estate) since 2008. He is also an agent for Lifestyle Financial Advisors, Inc. and an IAR for Lifestyle Asset Management Inc. since 2018. Steven is also a partner and co-manager of 42 Options, LLC, a recreational fishing camp for personal use, dedicating about 10-20% of his time.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 5 mos
Lifestyle Asset Management, INC.
June 2018 - Present · 7 yrs 8 mos
Previous Registrations
Cetera Investment Advisers LLC
November 2020 - November 2022 · 2 yrs
First Allied Advisory Services, INC.
April 2009 - November 2020 · 11 yrs 7 mos
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
Ffp Securities, INC.Broker
April 2007 - May 2008 · 1 yr 1 mo
State Farm Vp Management CORP.Broker
May 2004 - April 2007 · 2 yrs 11 mos
State Registrations2 states
NMTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Steven David Stock - Financial Advisor | TrueAdvisor