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Chad Markham

J.P. Morgan Securities LLC
21 Years of Experience
Tucson, AZ
1 DisclosureBroker
View SEC Summary
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Chad Markham is a registered investment advisor at J.P. Morgan Securities LLC, based in Tucson, AZ, with 21 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4660 East Sunrise Drive, Tucson, AZ, 85718

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.Broker
August 2008 - October 2012 · 4 yrs 2 mos
Chase Investment Services CORP.
August 2008 - October 2012 · 4 yrs 2 mos
Chase Investment Services CORP.
December 2006 - August 2007 · 8 mos
Chase Investment Services CORP.Broker
December 2006 - August 2007 · 8 mos
Cri Securities, LLCBroker
July 2004 - November 2006 · 2 yrs 4 mos
Securian Financial Services, INC.Broker
July 2004 - November 2006 · 2 yrs 4 mos
State Registrations34 states
ALARAZCACODCDEFLIAILINKYMAMDMEMIMNMONCNMNVNYOHOKORPARISCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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