Marilyn Smith is a registered investment advisor, based in Tampa, FL, with 20 years of industry experience.
Location
100 S. Ashley Drive, Suite 830, Tampa, FL, 33602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Marilyn works full-time as a financial advisor with Concurrent Investment Advisors since 2021. She also provides notary services as a State Notary, dedicating minimal time to this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
March 2024 - Present · 2 yrs 4 mos
Purshe Kaplan Sterling InvestmentsBroker
March 2024 - Present · 2 yrs 4 mos
Concurrent Investment Advisors, LLC
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2023 - November 2023 · 5 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2023 - May 2023 · 0 mos
Concurrent Investment Advisors, LLC
May 2023 - May 2023 · 0 mos
Raymond James Financial Services Advisors, INC
January 2018 - June 2023 · 5 yrs 5 mos
Raymond James Financial Services, INC.Broker
January 2018 - June 2023 · 5 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
June 2017 - January 2018 · 7 mos
Robert W. Baird & CO. Incorporated
May 2017 - January 2018 · 8 mos
U.S. Bancorp Investments, INC.
January 2017 - May 2017 · 4 mos
U.S. Bancorp Investments, INC.Broker
January 2017 - May 2017 · 4 mos
Morgan Stanley
March 2012 - January 2017 · 4 yrs 10 mos
Morgan StanleyBroker
February 2012 - January 2017 · 4 yrs 11 mos
LPL Financial LLCBroker
July 2010 - July 2011 · 1 yr
D.A. Davidson & CO.Broker
April 2010 - July 2010 · 3 mos
RBC Capital Markets CorporationBroker
September 2007 - April 2010 · 2 yrs 7 mos
Raymond James & Associates, INC.Broker
April 2007 - September 2007 · 5 mos
Essex National Securities, INC.Broker
November 2006 - April 2007 · 5 mos
Cuso Financial Services, L.P.Broker
April 2005 - November 2006 · 1 yr 7 mos
State Registrations2 states
CONY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.