Robert Clark
Robert Clark is a registered investment advisor at Seacrest Wealth Management, LLC, based in Cumberland Foreside, ME, with 54 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,720 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SeaCrest Wealth Management's investment management fees are based on the value of your portfolio and are charged quarterly, in advance. The annual fee can be up to 2.00%, depending on the size and complexity of your account and the advisor providing the service. Fees may be negotiable. If you deposit or withdraw $10,000 or more during a quarter, the fee will be adjusted accordingly.
Location
Cumberland Foreside, ME
Get directionsHistory
Regulatory History (3)
Regulatory
July 2004Customer Dispute
March 2001Customer Dispute
July 2000Employment History
Current Registrations
Seacrest Wealth Management, LLC
Previous Registrations
Oppenheimer & CO. INC.Broker
Cibc World Markets CORP.Broker
J.P. Morgan Securities INC.Broker
Hambrecht & Quist LLCBroker
A. G. Edwards & Sons, INC.Broker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Kidder, Peabody & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.