JB
JB

Jason Betts

21 Years of Experience
Pasadena, CA
Broker

Jason Betts is a registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2019 - Present · 6 yrs 11 mos
Raymond James & Associates, INC.Broker
May 2019 - Present · 7 yrs
Previous Registrations
Cantella & CO., INC.Broker
June 2018 - June 2019 · 1 yr
Cantella & CO., INC.
June 2018 - June 2019 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2018 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2018 · 8 yrs 9 mos
Banc of America Investment Services, INC.
July 2006 - October 2009 · 3 yrs 3 mos
Banc of America Investment Services, INC.Broker
July 2006 - October 2009 · 3 yrs 3 mos
Wells Fargo Investments, LLC
August 2004 - July 2006 · 1 yr 11 mos
Wells Fargo Investments, LLCBroker
June 2004 - July 2006 · 2 yrs 1 mo
PFS Investments INC.Broker
April 2004 - June 2004 · 2 mos
State Registrations8 states
AZCAFLHIMAORTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Betts - Financial Advisor | TrueAdvisor